HKSAR v. Law Num Chun
Read the full judgment text of CACC 360A/2013 on BabelCite. This Court of Appeal judgment was delivered on 26 August 2014 before Yeung VP, Lunn VP and McWalters JA.
Criminal law – dangerous drugs – trafficking – methamphetamine (ice), heroin, methamphetamine tablets and midazolam – sentencing – appeal – whether starting point manifestly excessive – whether judge erred in Newton hearing finding no crystalline ice was for self-consumption – discount for self-consumption – discount for guilty plea following Newton hearing – relevance of good character – courier or storekeeper role as mitigating factor – guidelines in Attorney General v Ching Kwok Hung for ice and R v Lau Tak Ming for heroin – appellant stopped in Sheung Shui and unable to produce ID, taken to home where drugs found in safe – estimated retail value HK$32,523 – appellant paid HK$23,000 for the drugs – varying accounts given in video-recorded interviews as to proportion for self-consumption – Newton hearing held after prosecution rejected claim that all crystalline ice was for self-consumption – judge found appellant trafficked in all crystalline ice – whether judge erred in starting point by treating all 21.55g as ice – held, starting point of 7 years and 6 months was manifestly excessive; appropriate starting point is 7 years (3 months reflecting multi-drug aggravation) – whether judge erred in finding no crystalline ice was for self-consumption – held, judge ought to have accepted prosecution's concession that some small part of ice was for self-consumption – discount for self-consumption increased from 10% to 15% – whether reduced guilty plea discount was appropriate – held, reduced discount justified, and overall sentence 4 years and 4 months substituted – good character is not a factor for discount in serious drug trafficking offences – courier or storekeeper is not a mitigating feature – weight of drugs is the primary determinant of sentence – appellant was a significant retailer, not a vulnerable courier – sentence of 59 months' imprisonment quashed and replaced with 4 years and 4 months' imprisonment.
Legal issues: Appropriate starting point for trafficking in multiple types of dangerous drugs · Whether judge erred in Newton hearing finding none of the crystalline ice was for self-consumption · Discount for self-consumption of dangerous drugs · Discount for plea of guilty following Newton hearing · Relevance of good character to sentence for drug trafficking · Role of courier or storekeeper as mitigating factor in drug trafficking sentencing
Outcome: Appeal against sentence allowed; original sentence of 59 months' imprisonment quashed and replaced with 4 years and 4 months' imprisonment.
Cited by 62 cases · Cites 6 cases
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CACC 360/2013 IN THE HIGH COURT OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION COURT OF APPEAL CRIMINAL APPEAL NO. 360 OF 2013 (ON APPEAL FROM DCCC NO. 635 OF 2013) ____________ BETWEEN
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________________________ Hon Lunn VP (giving the Reasons for Judgment of the court): 1.The appellant appealed, with leave granted by Stock VP on 28 January 2014, against a sentence of 59 months’ imprisonment imposed on her on 30 September 2013 by Deputy District Court Judge W T So following her conviction, on her plea of guilty, on 26 September 2013, of a single charge of unlawfully trafficking in dangerous drugs in premises in Sheung Shui on 12 March 2013, namely 7.81 grammes of methamphetamine hydrochloride (“ice”), 13.58 grammes of heroin hydrochloride, 16 tablets containing 0.16 grammes of methamphetamine and 334 tablets containing 4.68 grammes of midazolam, contrary to section 4(1)(a) and (3) of the Dangerous Drugs Ordinance, Cap. 134. At the hearing we allowed the appeal and quashed the sentence of 59 months’ imprisonment imposed on the appellant. In its place, we imposed a sentence of 4 years and 4 months’ imprisonment. We said that we would give our reasons in due course. That, we do now. The Facts 2.Having been stopped in San Fung Avenue, Sheung Shui on the morning of 12 March 2013 and having been unable to produce her identity card, the appellant was taken to her nearby home, to which entry was gained by the appellant’s use of keys in her possession. A search of the appellant’s handbag revealed the presence of three mobile telephones, two notebooks and $10,920 in cash. The dangerous drugs, the subject of the charge, were found in a safe next to a bed in the premises. The ice was found contained in eight plastic bags, whereas the heroin hydrochloride was contained in 22 packets. The 16 tablets containing methamphetamine were found contained in a single plastic bag, whereas 334 tablets of midazolam were found contained in five plastic bags. 3.On arrest and having been cautioned the appellant admitted that she was a drug addict, claiming that some of the dangerous drugs were for her own consumption whilst the remainder was for sale. In two subsequent video recorded interviews, conducted after caution, the appellant claimed first that she had purchased the dangerous drugs a few days earlier for $23,000. Then, she said the purchase was a month earlier. Next, she claimed that all the dangerous drugs, except the heroin, were for her own consumption. However, subsequently she asserted that all the dangerous drugs were for her own consumption. The appellant accepted that the estimated retail value of all the dangerous drugs was $32,523. Newton hearing 4.The prosecution having refused to accept the assertion made on behalf of the appellant that all of the ice in crystalline form was for her own consumption, the judge conducted a Newton hearing in which the appellant gave evidence. In the result, the judge rejected the appellant’s testimony and found that the appellant was trafficking unlawfully in all of the ice in crystalline form.[1] Reasons for Sentence 5.In his reasons for sentence the judge noted that the appellant was a 39 year old unemployed divorcee with a 12-year-old son, who was in the custody of her ex-husband, and that she was a first offender. The role of the appellant 6.Having noted that on arrest and under caution the appellant had said that she was a drug addict and intended that some of the dangerous drugs were for her own use, the judge said that she also conceded that “some were for selling for profit.” [2] Of the latter activity, the judge went on to note: [3]
7.Having observed that unlawfully trafficking in more than one type of dangerous drugs was an aggravating factor in the commission of the offence, given that it enabled the trafficker to “cater for a wider market”, the judge stated that he adopted a “combined approach” in sentencing.[4] He said that, given the quantity of midazolam, he disregarded it for the purposes of determining sentence.[5] Starting point for sentence 8.Having adverted to the guidelines for sentencing for unlawful trafficking in ice and heroin articulated in the judgments of this Court in the Attorney General v Ching Kwok Hung [6]and R v Lau Tak Ming [7] respectively, the judge said that unlawful trafficking in up to 10 grammes of ice fell in the range of 3 to 7 years’ imprisonment, whereas unlawful trafficking in amounts of between 10 and 50 grammes of heroin fell in the range of 5 to 8 years’ imprisonment. The judge said that the appropriate starting point for unlawful trafficking in 7.97 grammes of ice was 5 years and 6 months’ imprisonment, whereas for unlawfully trafficking in 13.58 grammes of heroin the appropriate starting point was 5 years and 3 months’ imprisonment. He went on to note that if all 21.55 grammes had been ice the appropriate starting point would not exceed 8 years’ imprisonment. In the result, the judge stipulated a starting point for sentence of 7 years and 6 months’ imprisonment. Discount from the starting point (i) Self-consumption 9.Having stated that in the Newton hearing he had rejected the appellant’s claim that all of the crystalline form of the ice was for her own consumption, the judge said that he accepted that some of the dangerous drugs in tablet form were for her own consumption.[8] Having adverted to the judgment of this Court in HKSAR v Chow Chun Sang [9] and having noted that it was suggested there that the range of discount to be afforded to a defendant in respect of whom a court determined that some of the dangerous drugs were for his own consumption, depending on the specific circumstances, would fall within the range of 10 to 25% from the starting point taken to sentence. The judge noted that regard was to be had to: [10]
10.In the result, the judge stipulated a discount of 10% from that taken as the starting point to reflect the element of self-consumption of some of the dangerous drugs, noting that reduced the sentence by 9 months’ imprisonment. (ii) the appellant’s plea of guilty 11.Noting that he had rejected the appellant’s evidence in the Newton hearing that all the ice in crystalline form was for her own consumption, the judge said that the appellant was not entitled to the “conventional one-third discount”. However, he said that, having regard to the fact that the hearing took one hour only, he was prepared to reduce sentence by 22 months’ imprisonment, which he said was a discount of about 27%.[11] Sentence 12.In the result, the judge sentenced the appellant to 59 months’ imprisonment. Grounds of appeal against sentence 13.In the ground of appeal against sentence advanced on behalf of the appellant, Mr Christopher Grounds submitted that in sentencing the appellant the judge “adopted a simple mathematical approach” and had failed to take into account her “clear record” and the fact that she was a drug addict who had evinced an intention to eschew the abuse of dangerous drugs. 14.Next it was contended that the judge had failed to have regard to the fact that, if all the 21.55 grammes of dangerous drugs had been heroin, the appropriate starting point for sentence would be about 6 years’ imprisonment. Then, it was submitted that, having determined that the fact that the appellant was trafficking in several different types of dangerous drugs was an aggravating factor in the commission of the offence, the judge failed to stipulate how and to what extent that was reflected in the sentence imposed on the appellant. 15.Further, it was submitted, that the judge had failed to take into account the factors identified in the judgments of this Court in Ching Kwok Hung [12] and Lau Tak Ming [13] as being relevant to the determination of the appropriate sentence within the suggested bands. As a result, the starting point taken for sentence of 7 years and 6 months’ imprisonment was manifestly excessive. 16.It was submitted that the judge had erred in determining in the Newton hearing that none of the ice in its crystalline form was for the appellant’s own consumption, given that the prosecution conceded that the appellant was a drug addict and accepted that some, but not all of the dangerous drugs was for her own consumption. It was suggested that in consequence the judge erred in affording the appellant a discount of only 10% to reflect self-consumption of some of the dangerous drugs. A consideration of the submissions Starting Point 17.No issue is taken with the judge’s calculations of the appropriate starting point for sentence having regard to the respective amounts of heroin and ice, namely 5 years and 3 months’ imprisonment and 5 years and 6 months’ imprisonment. The judge went on to calculate the appropriate sentence on the assumption that the total amount of the dangerous drugs, other than the tablets, namely 21.55 grammes was ice. On that basis, he said that the appropriate starting point for the sentence “should not exceed 8 years’ imprisonment”.[14] As Mr Grounds pointed out the judge did not calculate the appropriate starting point for sentence on the assumption that the total amount of 21.55 grammes was heroin. No issues was taken with the calculation of Mr Grounds that in those circumstances the appropriate starting point to sentence would be about 6 years’ imprisonment. 18.With respect to the judge, his calculation that the starting point for sentence should not exceed eight years’ imprisonment, on the assumption that there were 21.55 grammes of the ice, was not helpful. On an arithmetic basis on that assumption the starting point for sentence was about 7 years and 6 months’ imprisonment. As it happens, that is the sentence that the judge stipulated as his starting point for the combined amounts of dangerous drugs. So, the starting point he took was the equivalent to that on the worse of the two assumed bases, namely that all the dangerous drugs was ice, whereas in fact only about one third in quantity was ice and about two thirds heroin. Unlawful trafficking in several types of dangerous drugs: aggravating factor 19.Although the judge was correct to determine that an unlawful trafficking in several different types of dangerous drugs was an aggravating circumstance in the commission of the offence, nowhere did he quantify the effect on sentence. That aggravating factor is more serious when the types of drugs in which the defendant has unlawfully trafficked are drugs that are used in combination by abusers. As the appellant testified in the Newton hearing she consumed ice together with the red methamphetamine tablets. Further, the availability of both ice and heroin enabled her to reach a wider market. Other factors relevant to sentence 20.As Stock VP said in granting leave to the appellant, in the judgment of the Court given by Silke VP in Lau Tak Man, a range of factors were identified to which a judge was entitled to have regard to determine the appropriate sentence to impose on a person convicted of unlawfully trafficking in heroin within the bands of sentence identified in that judgment:[15]
21.As Mr Grounds acknowledged in his written submissions, in its consideration of the appropriate application of the guidelines articulated in Lau Tak Ming and Ching Kwok Hung this Court has placed emphasis on the importance of consistency in sentencing achieved by sentences being “largely based on the weight of the drug being trafficked”.[16] In HKSAR v Manalo the appellant pleaded guilty to unlawfully trafficking in 51.02 grammes of ice. The judge stipulated a starting point for sentence of 9 years’ imprisonment and, having afforded the appellant a discount of one-third for her plea of guilty, imposed a sentence of 6 years’ imprisonment. The appellant had been granted leave to appeal against sentence by Keith JA, who gave reasons for granting leave.[17] 22.Of the role of the appellant in that case, Leong JA said in his judgment dismissing the appeal:[18]
23.In his judgment, Stuart-Moore CJHC(Ag) said of the reasons given by Keith JA in granting leave to appeal:[19]
24.Stuart-Moore CJHC(Ag) drew attention to the fact that immediately following the passage quoted earlier from Lau Tak Ming, Silke VP had gone on to say:
25.Of those observations, Stuart-Moore CJHC(Ag) said:[20]
26.It is to be noted that in his judgment Stock JA, as he was then, said only that he agreed with the judgment of Stuart-Moore CJHC(Ag) and that of Leong JA, in consequence of which the appeal against sentence was dismissed. 27.In HKSAR v Chan Yuk Fung[21] the applicant had been sentenced to 5 years and 4 months’ imprisonment, having been convicted on her plea of Guilty of unlawfully trafficking in 26.73 grammes of ice. She was 21 years of age and had no criminal convictions. Of the fact that the applicant pointed to other cases at first instance in which, on the one hand, a defendant who had previous criminal convictions and had trafficked unlawfully in over 46 grammes of ice but had received the same sentence as the applicant and, on the other hand, that a defendant in another case had been sentenced to 4 years’ imprisonment having been convicted of unlawfully trafficking in the same amount of dangerous drug as the applicant, Tang JA, as he was then, said:[22]
The role of a courier 28.In HKSAR v Leung Kwai Ping (No 2) this Court addressed the issue of the approach to be taken in sentencing a defendant whose role was that of courier only. In the judgment of the Court, Stock JA said:[23]
The courier is the category of trafficker who comes before the court probably more frequently than any other, and is an essential part of the whole nefarious and devastatingly harmful business that is illicit drug trafficking; and there is no basis upon which to assume that, when the court in Lau Tak Ming set its bands and its tariffs, it intended anything other than that the courier would face a sentence based upon the weight of the drugs he or she was carrying, subject of course to such mitigating, or aggravating, factors that prevailed in a particular case. Others, taking a more major role, such as the wholesaler, or the importer or, of course, the manufacturer, would expect an aggravation of sentence; if necessary beyond the limit of a particular band where weight alone would carry sentence to the top end of the band. That is how role is distinguished, and a fear that there is no room to reflect role is not, therefore, a well founded fear.” [Italics added.] The appellant’s good character 29.This court has said on many occasions that in offences of gravity, which call for a deterrent sentence, the fact that the defendant is of good character, in the sense that he has no criminal record, is not a factor for which a discount in sentence is generally appropriate. In the judgment of the Court in HKSAR v Bugaay, in the context of the factors relevant to sentencing for unlawfully trafficking in 1.9 kg of cocaine by way of importation into Hong Kong Stuart Moore VP said of the fact that the applicant had no criminal record:[24]
30.As Mr Grounds pointed out in oral argument in Buggay this Court was concerned with a discount afforded to the applicant, inter alia, for good character from the stipulated starting point for sentence, not with the relevance of good character to determining the appropriate starting point.[25] Nevertheless, the principle is that good character is not a factor relevant generally to determining the starting point to be taken for sentence in serious criminal offences for which a deterrent sentence is required. 31.Conversely, the fact that a defendant has previous convictions for offences involving dangerous drugs may be considered an aggravating factor in the commission of a subsequent offence of unlawfully trafficking, which calls for a higher starting point than that which would be appropriate for a person without such a criminal record. The Newton hearing 32.Mr Grounds was correct to point out that the judge’s determination, that none of the ice in crystalline form was intended for self-consumption by the appellant, was contrary to the prosecution case as suggested in cross-examination of the appellant and in submissions. In submissions prior to the appellant’s evidence, Mr McNamara took issue with the assertion that all of the ice was for self-consumption:[26]
In cross-examination, Mr McNamara suggested to the appellant, who disagreed:[27]
33.In such circumstances of uncertainty, whilst the judge was not bound by the prosecution approach to the issue, nevertheless the prosecution’s approach resonated with common sense. No challenge was made to the contention made in mitigation that the appellant was a drug addict and had been for 10 years. In her evidence, the appellant had described how she consumed ice together with a methamphetamine tablet. She said that she had been consuming ice for about three years.[28] Notwithstanding his rejection of the appellant’s evidence, and his determination that all of the ice in crystalline form was for unlawful trafficking, the judge went on to say:[29]
34.In sentencing the appellant, the judge described the effect of the concession:[30]
35.The judge did not explain at all how it was that he accepted that the appellant abused methamphetamine tablets, but not the crystalline ice. Counsel had mitigated on the basis that the appellant abused all four of the types of dangerous drugs found in her home, on occasion mixing some of them together.[31] 36.Having regard to the appellant’s evidence, the judge’s rejection of the appellant as an evasive and untruthful witness in respect of the source of the dangerous drugs was entirely justified.[32] Similarly, as he did, he was entitled to reject her evidence as to her ability to finance the purchase of the dangerous drugs, other than from drug trafficking.[33] Furthermore, the judge was entitled to reject the appellant’s evidence that all of the ice in crystalline form was for self-consumption. On the other hand, we are satisfied that the judge fell into error in determining that none of the ice in crystalline form was intended to be consumed by the appellant herself. The judge ought to have accepted the prosecution’s sensible concession that some part of the ice in crystalline form was for self-consumption, albeit that the “vast bulk of it was for selling”. Discount for plea of guilty 37.Given that the judge was entitled to reject the main thrust of the appellant’s evidence, that all of the ice in crystalline form was for self-consumption, and, notwithstanding our determination that the judge erred in not accepting that some small part of that ice was for self-consumption, we are satisfied that the judge was entitled to afford a discount of sentence less than one-third from that taken as a starting point. The role of the appellant 38.It is clear that the “degree of involvement” of the appellant in unlawful trafficking in the several types of dangerous drugs was significant. On the one hand, as she admitted, she purchased dangerous drugs in larger quantities and on the other hand she sold in smaller quantities. She was a retailer. It appears that she maintained records of transactions in her notebooks. She admitted that she had paid $23,000 for the dangerous drugs the subject of the charge. The 7.81 grammes of ice were packaged in eight plastic bags, whereas the 13.58 grammes of heroin hydrochloride were contained in 22 packets. She had taken steps to protect the security of her operation, storing the dangerous drugs in a safe of which only she knew the combination. She had 212 empty re-sealable plastic bags. $10,920 had been found in her handbag. She was not a vulnerable person of whom advantage was taken to cajole her to act as a casual courier. Mitigating factors 39.Although the appellant, a mature woman, had no criminal convictions, that mitigating factor was of little weight having regard to the seriousness of the offence. Starting point 40.We are satisfied that the judge fell into error in stipulating a starting point for sentence of 7 years 6 months’ imprisonment. As noted earlier, on the assumption that all of the dangerous drugs were either ice or heroin, the range of sentence lay between 7 years and 6 months’ and 6 years’ imprisonment. Having regard to the fact that one-third of the dangerous drugs was ice and two thirds heroin, in our judgment the appropriate starting point for the sentence is 7 years’ imprisonment, 3 months of which reflects the factor of aggravation in the commission of the offence of the presence of multiple dangerous drugs. Discount (i) self-consumption 41.We are satisfied that the appellant was entitled to a discount of about 15% to reflect the fact that some part of the dangerous drugs, including ice in crystalline form was for self-consumption. We interfere with the percentage of discount afforded by the judge on that basis only. Accordingly, the starting point for sentence is reduced on that basis to 5 years and 11 months’ imprisonment. (ii) mitigating factors 42.For her plea of guilty, albeit that her contention that all of the ice in crystalline form was for self-consumption was properly rejected by the judge in the Newton hearing, the judge was correct to afford the appellant a reduced discount of sentence from the one-third discount normally afforded. We are satisfied that the appellant was entitled to a discount of 19 months’ imprisonment from that taken as the starting point, so that the appropriate sentence to be imposed on the appellant is 4 years and 4 months’ imprisonment. Conclusion 43.For those reasons we were satisfied that the sentence of 59 months’ imprisonment imposed on the appellant was manifestly excessive. Accordingly, we quashed that sentence and in its place, we imposed a sentence of 4 years and 4 months’ imprisonment.
Ms Vivien Chan, SPP, of the Department of Justice, for the respondent Mr Christopher Grounds, instructed by Lo, Chan & Leung, assigned by Director of Legal Aid, for the appellant [1] Appeal Bundle; page 32 K. [2] Appeal Bundle; page 10 B-C, paragraph 5. [3] Appeal Bundle; page 10 E-J, paragraph 6. [4] Appeal Bundle; page 11, paragraphs 13 and 14. [5] Appeal Bundle; page 11 R, paragraph 14. [6] Attorney General v Ching Kwok Hung [1991] 2 HKLRD 125. [7] R v Lau Tak Ming [1990] 2 HKLR 370. [8] Appeal Bundle; page 12, paragraphs 16-17. [9] HKSAR v Chow Chun Sang [2012] 2 HKLRD 1121. [10] Appeal Bundle; page 13, paragraph 18. [11] Appeal Bundle; page 8 Q, paragraph 20. [12] Attorney General v Ching Kwok Hung, page 130 H-I. [13] R v Lau Tak Ming, page 386 E-H. [14] Appeal Bundle; page 12, paragraph 8. [15] R v Lau Tak Ming, page 386 E-G. [16] HKSAR v Manalo [2001] HKLRD 557, at page 560 F-G. [17] HKSAR v Manalo (CACC 94/2000; unreported, 6 September 2000).
[18] HKSAR v Manalo, page 558 J - 559 B. [19] HKSAR v Manalo, page 159 B-H. [20] HKSAR v Manalo, page 560 D-J. [21] HKSAR v Chan Yuk Fung (CACC 195/2005; unreported, 19 April 2006). [22] HKSAR v Chan Yuk Fung, paragraph 5. [23] HKSAR v Leung Kwai Ping (No 2) [2003] 2 HKC 575; at page 580 G - 581 D, paragraphs 10-12. [24] HKSAR v Bugaay [2008] 6 HKC 326; page 331 D-E, paragraph 17. [25] HKSAR v Bugaay; pages 329 I - 330 C, paragraph 11 and page 331 B-F, paragraphs 16-17. [26] Appeal Bundle; page 22 T - 23 B. [27] Appeal Bundle; page 28 F-G. [28] Appeal Bundle; page 24 A-B. [29] Appeal Bundle; page 32 P-Q. [30] Appeal Bundle; page 12 N-P, paragraph 17. [31] Appeal Bundle; H 20 U - 21 D. [32] Appeal Bundle; page 31S. [33] Appeal Bundle; page 32 G-H. |
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